Writing fraud-proof crowdfunding rules is a a tall order for the SEC
Dude, where’s my equity crowdfunding?
Read More →Editorial: Don’t let firms dodge public earnings reports
Back in the 1980s, when the film “Wall Street” was all the rage in Hollywood, corporate earnings releases were still somewhat of an inside game. In the heady days before the 1987 market crash, a savvy trader could grab the earnings off “the wire” and trade for a moment or two before the general public Read More →
Read More →Totaling up the hefty price tag of Mozilo
The lifetime ban against former Countrywide Financial Corp. CEO Angelo Mozilo serving as an officer or director of a public company may be the most positive result to come from his settlement of a U.S. Securities and Exchange Commission complaint. But Mozilo’s company and his conduct created a decade-long road to economic ruin that reached Read More →
Read More →From the editor: Mozilo’s ban a true black mark
The lifetime ban against former Countrywide CEO Angelo Mozilo serving as an officer or director of a public company may be the most positive result to come from his settlement of a U.S. Securities and Exchange Commission complaint. As reported over the weekend, the SEC settled with Mozilo and two top lieutenants in a case Read More →
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